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OOS Investigation Tools: A Comprehensive Guide

Introduction In the pharmaceutical industry, Out-of-Specification (OOS) events can have significant consequences, impacting product quality, patient safety, and regulatory compliance. Effective OOS investigation is crucial to identify the root causes, implement corrective actions, and prevent future occurrences. This blog post will explore various tools and techniques employed in OOS investigations. Essential Tools for OOS Investigations Data Analysis Tools: Statistical Software: Leverage software like Minitab, Excel, or specialized statistical packages for data analysis, trend identification, outlier detection, and process variability assessment. Quality Management Systems (QMS): Utilize QMS software to centralize and manage quality data, facilitating efficient data retrieval, analysis, and reporting during investigations. Electronic Batch Records (EBR): Employ EBR systems to capture and store detailed manufacturing process information, aiding in tracing back steps, identifyi

HEPA filter | Sterile Manufacturing Unit | HEPA filter classification | HVAC System

HEPA filter | Sterile Manufacturing Unit | HEPA filter classification | HVAC System

In the pharma industry, HEPA filters are a prerequisite for foreign particle controls. External particles are considered to be a source of contamination. Hence, viable and non-viable particle count monitoring is a prerequisite in the pharma industry, especially in sterile formulation plants. To implement these controls HVAC system is designed.


HEPA filter, HEPA filter classification, HEPA filter rating, HEPA rating, prashant devmore, HVAC system, AHU system

Introduction to HEPA Filter and HVAC System:

For sterile formulation, the HVAC system is a major utility for controlling the production area. For sterile formulation units, class gradation is required to be maintained as the production areas in sterile manufacturing areas are more critical. It is a very big challenge to the engineering team to maintain the HVAC system in the grade A area. Hence proper selection of HEPA filter as per HVAC system is more important.

Which size of the filter is used as a terminal filter in AHU - HEPA filter classification?

For maintaining aseptic areas, a 0.3 Âµ terminal filter is used. (90% down to 0.3 Âµ). The type of filter rating which provides 0.3 Âµ is EU-13, EU-14. The typical filter rating is provided in the below table.

Sr. No.
STD EC Grade
Occupancy Condition
Particles / M3
ISO Classification
Particles / M3
≥ 5 µ
≤ 0.5 µ
≥ 5 µ
≤ 0.5 µ
1
Grade A
At Rest
20
3,520
ISO Class 5
29
3,520
In operation
20
3,520
2
Grade B
At Rest
29
3,520
ISO Class 7
2,930
3,52,000
In operation
2,900
3,52,000
3
Grade C
At Rest
2,900
3,52,000
ISO Class 8
29,300
35,20,000
In operation
29,000
35,20,000
4
Grade  D
At Rest
29,000
35,20,000
ISO Class 9
2,93,000
35,20,000
In operation
Not Defined

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Selected ISO 209 airborne particulate cleanliness classes for clean rooms and clean zones.
numbers (N)
Maximum concentration limits (particles/m^3 of air) for particles equal to and larger than the considered sizes shown below
0.1 µ
0.2 µ
0.3 µ
0.5 µ
1 µ
5.0 µ
ISO 1
10
2
ISO 2
100
24
10
4
ISO 3
1 000
237
102
35
8
ISO 4
10 000
2 370
1 020
352
83
ISO 5
100 000
23 700
10 200
3 520
832
29
ISO 6
1 000 000
237 000
102 000
35 200
8 320
293
ISO 7
352 000
83 200
2 930
ISO 8
3 520 000
832 000
29 300
ISO 9
35 200 000
8 320 000
293 000

What are the particle sizes monitored during non-viable particle count?

Daily and during batch processing non-viable particle count is being monitored. For monitoring, only 0.5 Âµ and 5 Âµ particle size are being monitored. For grade, A 1000 Liters of air must be sampled for the non-viable count. These particle counts are measured by portable particle counter and online particle count measuring devices. Below are examples of particle monitoring devices.


Particle counter, HEPA filter, HEPA filter classification, HEPA filter rating, HEPA rating, prashant devmore, HVAC system, AHU systemAnemometer, HEPA filter, HEPA filter classification, HEPA filter rating, HEPA rating, prashant devmore, HVAC system, AHU system

Why only 0.5 Âµ and 5 Âµ particle sizes are being monitored for aseptically controlled areas?

Typically, HEPA filers are of 0.3µ size. Hence, only particles that are smaller than 0.3 Âµ will come through the HEPA filter. But due to man material movement, particles bigger than 0.3 Âµ  will contaminate the area. 

Most bacteria come under the size range of 0.5 Âµ and 5 Âµ. The non-viable particles are the carriers for moving bacteria from one place to another. Particles smaller than 0.5 Âµ  are less critical because microbes are less likely to attach to these particles.

Particles bigger than µ are too heavy to fly. hence when microbes are attached to particles, particles settle down on the floor. This is the reason why 0.5 Âµ and Âµ  particle size is being monitored.

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What are the HEPA filter classification and Filter Ratings?

The below-mentioned table provides the details of HEPA filter classification.
CEN.
EN - 779
Eurovent
Class 4/5
EA < 20%
Average Arrestance
EA £   20%
Average Eff.
Filters
Group
Micron
rating
G1
EU. 1
65%
-
Coarse filter
-
G2
EU. 2
65  to 80%
-
-
G3
EU. 3
80  to  90%
-
20
G4
EU. 4
90  to  95%
-
10
F5
EU. 5
95  to  97%
40  to  60%
Fine filter
5
F6
EU. 6
97  to  98%
60  to  80%
5
F7
EU.7
98  to 99%
80  to  90%
3
F8
EU. 8
Semi HEPA
90  to  95%
0.3
F9
EU. 9
Super semi HEPA
95  to  98%
0.3


Sr. No
Eurovent Class
Initial Eff. Ei%
Penetration rating
Micron
Filter
Class
1
EU. 10
95 to 99.9%
5/ P > 0.1
0.3
HEPA
2
EU. 11
99.9 to 99.97%
0.1 / P> 0.03
0.3
HEPA
3
EU. 12
99.97  to 99.99%
0.03 / P > 0.01
0.3
HEPA
4
EU. 13
99.99 to  99.997%
0.01 / P > 0.001
0.3
HEPA
5
EU. 14
99.999%  to 99.9995%
0.001 / P
0.3
HEPA
6
EU. 15
99.9995  to 99.9999%
-
0.12
ULPA
7
EU. 16
99.9999  to 99.99999%
-
0.12
ULAP
8
EU. 17
99.99999  to 99.999995%
-
0.12
ULPA

Conclusion of HEPA filter:

For an effective cleanroom environment, HEPA filter classification is more important. This is required to maintain aseptic conditions in the cleanroom areas. Hence while designing an HVAC system, a suitable HEPA filter has to be selected based on cleanroom requirements.

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