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Introduction In the pharmaceutical industry, Out-of-Specification (OOS) events can have significant consequences, impacting product quality, patient safety, and regulatory compliance. Effective OOS investigation is crucial to identify the root causes, implement corrective actions, and prevent future occurrences. This blog post will explore various tools and techniques employed in OOS investigations. Essential Tools for OOS Investigations Data Analysis Tools: Statistical Software: Leverage software like Minitab, Excel, or specialized statistical packages for data analysis, trend identification, outlier detection, and process variability assessment. Quality Management Systems (QMS): Utilize QMS software to centralize and manage quality data, facilitating efficient data retrieval, analysis, and reporting during investigations. Electronic Batch Records (EBR): Employ EBR systems to capture and store detailed manufacturing process information, aiding in tracing back steps, identifyi

Aseptic manufacturing and terminal sterilization difference - Basics of aseptic processing

Aseptic manufacturing and terminal sterilization difference - Basics of aseptic processing

This post is related to pharmaceutical sterile drug manufacturers. So many sterile dosage forms are there and all of them are either terminally sterilized or aseptically manufactured. There is a huge difference between aseptic manufacturing and terminal sterilization. Both these are the sterile process.

Aseptic manufacturing is more critical if compared with terminal sterilization. As the sterility failure chances are more in the aseptically manufactured products. Hence basics of aseptic manufacturing are required to know.

Aseptic manufacturing and terminal sterilization difference - Basics of aseptic processing

What is aseptic manufacturing?

The sterilized product or components are brought together and are assembled in a controlled environment. This is called aseptic manufacturing.In this process, sterility is been ensured by aseptic connection, filtration through a 0.22-micron filter. Also, to maintain a clean area, pharmaceutical isolators, isolator gloves systems, and barrier systems are currently utilized.

But this process is tedious compared to terminal sterilization. For all the sterilization processes autoclave plays an important role. Hence, the autoclave is called the "heart of the sterile manufacturing industry". 

What is terminal sterilization?

In this process, full and final filled products will undergo sterilization. As it undergoes final sterilization, any chance of microbial contamination will be removed.

Why aseptic manufacturing is being done? What are the basics of aseptic manufacturing?

  • For those products which cannot terminally be sterilized for them, the aseptic manufacturing process is must be required. 
  • For the manufacturing of eye drops, injections, and respules aseptic manufacturing process is utilized. 
  • For the respules and eye drops, the primary packing components are HDPE bottles which are heat sensitive. Hence terminal sterilization method can not be utilized.
  • However, many parenteral products are filled in glass vials. But due to the heat liability of filled products, terminal sterilization can not be done. 
  • Rest all other parenteral products can undergo terminal sterilization.

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What are the controls in the aseptic manufacturing process:

  • As I said, aseptic manufacturing involves assembling sterilized articles in a controlled environment, the false-positive results may occur because of internal testing methodology.
  • Sterility is a prime consideration for releasing sterile product in the market.
  • There should be strict control of cleanroom practices.
  • Cleanroom procedures must be well developed to arrest contamination.
  • To maintain the cleanroom area, the HVAC system should have temperature and humidity control.
  • The sterile manufacturing process and equipment must be well designed to arrest foreign particles.
  • The area gradation must be monitored periodically, to ensure the class of the area.
  • Accessories required for usage must be prior sterilized. 
  • The autoclave validation process shall be developed and shall be validated periodically.
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Limitations of Sterile manufacturing process-

  • Cleanroom design, procedures, and practices shall be well developed.
  • Pressurized articles or ready-to-use articles are required. Which increases processing costs.
  • Increased chances of bioburden as man movement increases.
  • Sterility assurance level (SAL) must require for all aseptic processing units.
  • Building and facility should be well enough to arrest foreign particles inside the area.
  • To maintain class gradation, laminarity of air, the HVAC system must be in place 24/7
  • Premises, walls, the floor shall be smooth and shall resist microbial growth.
  • At every stage of processing, hand sanitization is must require to kill the bioload present on gloved hands.
  • Disinfectant efficacy should be validated. An alternate disinfectant is required to reduce the tolerance level of microorganisms.  Personnel entering the critical areas should be qualified for the evaluation of microbial load.
  • The entry/ exit procedure must be well defined to reduce the incoming of foreign particles inside the area.
  • Any intervention, manipulation, processing of activities during assembling aseptically pocess a major risk to product quality. Hence the same to be controlled.
  • Annually each manufacturing process shall be simulated for media fill studies. Media fill studies are the most important criteria for sterile manufacturing processes.
  • Each critical area has to be monitored for the environmental viable and non-viable count. Data of the same is required to be trended monthly, quarterly, and annually to evaluate the microbial excursions.
  • Environmental isolates identification is required to identify the source of the microorganisms.
  • Sterility testing is required in critical areas to minimize false-positive results. For overcoming these false-positive results issues isolator technologies can be utilized.
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  • Sterility testing isolators- 
  • These are required to reduce false sterility test failures. This consists of three modules or cubicles generally one for sterilization of accessories, 2nd for sterility testing, and third for material transfer. Usually, it involves glove ports to minimize the manual interventions inside the cubicle

    A detailed post on sterility test isolator is at the below link:

  1. Pharmaceutical Isolator | Sterility Test Isolator Review

Sterile Manufacturing Process Flow

1. Aseptic Manipulations

Aseptic manufacturing and terminal sterilization difference - Basics of aseptic processing

2. Terminal sterilization:

terminal sterilization process flow

Clean Area Classification

Reference: Guidance for Industry https://www.fda.gov/media/71026/download 

TABLE 1- Air Classificationsa   


Aseptic manufacturing and terminal sterilization difference - Basics of aseptic processing

Clean Area Classification

  a- All classifications based on data measured in the vicinity of exposed materials/articles during periods of activity.  
b- ISO 14644-1 designation provide uniform particle concentration values for clean rooms in multiple industries.  An ISO 5 particle concentration is equal to Class 100 and approximately equals EU Grade A. 
c- Values represent recommended levels of environmental quality.  You may find it appropriate to establish alternate microbiological action levels due to the nature of the operation or method of analysis.
d- The additional use of settling plates is optional.
e- Samples from Class 100 (ISO 5) environments should normally yield no microbiological contaminants. 


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